-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HGT5ZmJfb2fjb0DQrHZeT+XNUXiy+Ju4IFD56i9fYnH4/QkMZUpHFd0sLPzwLqxL usnjF12qOmaGONjEsqjZTA== 0001144204-08-002214.txt : 20080114 0001144204-08-002214.hdr.sgml : 20080114 20080114172145 ACCESSION NUMBER: 0001144204-08-002214 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080114 DATE AS OF CHANGE: 20080114 GROUP MEMBERS: JOSHUA LANDES GROUP MEMBERS: NELSON OBUS GROUP MEMBERS: WYNNEFIELD CAPITAL MANAGEMENT, LLC GROUP MEMBERS: WYNNEFIELD CAPITAL, INC. GROUP MEMBERS: WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I GROUP MEMBERS: WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Pet DRx CORP CENTRAL INDEX KEY: 0001331931 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 562517815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-81685 FILM NUMBER: 08529255 BUSINESS ADDRESS: STREET 1: 8000 TOWERS CRESCENT DRIVE, SUITE 1300 CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 703-448-7688 MAIL ADDRESS: STREET 1: 8000 TOWERS CRESCENT DRIVE, SUITE 1300 CITY: VIENNA STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: Echo Healthcare Acquisition Corp. DATE OF NAME CHANGE: 20050630 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD PARTNERS SMALL CAP VALUE LP CENTRAL INDEX KEY: 0000899083 IRS NUMBER: 133688497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 4720 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 2127600814 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 4720 CITY: NEW YORK STATE: NY ZIP: 10119 SC 13G 1 v099708_sc13g.htm Unassociated Document

SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D. C. 20549
 
SCHEDULE 13G
(Rule 13-d-102)

(Amendment No. )

Pet DRx Corporation
------------------------------------------------------------------------------
(Name of Issuer)
 
Common Stock, $.0001 Par Value Per Share
-------------------------------------------------------------------------------
(Title of Class of Securities)
 
27876C107
------------------------------------------------------------------------------
(CUSIP Number of Class of Securities)
 
January 4, 2008
------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[ ] RULE 13d-1(b)
[X] RULE 13d-1(c)
[ ] RULE 13d-1(d)
 
 

 
CUSIP NO. 27876C107  
Page 2 of 11
 
1)
Name of Reporting Person
   
  Wynnefield Partners Small Cap Value, L.P.
   
2) Check The Appropriate Box If A Member Of A Group (See Instructions)
  (a) o
  (b)[X] Reporting person is affiliated with other persons
 
3)
SEC Use Only
   
   
4)
Citizenship Or Place Of Organization: Delaware
   
 
NUMBER OF SHARES 5) Sole Voting Power:
BENEFICIALLY   661,244 Shares
OWNED    
BY EACH 6) Shared Voting Power
REPORTING   0
PERSON WITH    
  7) Sole Dispositive Power:
    661,244 Shares
     
  8) Shared Dispositive Power
    0
 
9)
Aggregate Amount Beneficially Owned By Each Reporting Person:
  661,244 Shares
 
10)
Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares (See Instructions) o
   
 
11)
Percent of Class Represented by Amount in Row (9):
  2.3%
 
12)
Type of Reporting Person (See Instructions) PN
   
 

CUSIP NO. 27876C107  
Page 3 of 11
 
 
1)
Name of Reporting Person
   
  Wynnefield Partners Small Cap Value, L.P. I
   
2) Check The Appropriate Box If A Member Of A Group (See Instructions)
  (a) o
  (b) [X] Reporting Person is affiliated with other persons
 
3)
SEC Use Only
   
   
4)
Citizenship or Place of Organization: Delaware
   
 
NUMBER OF SHARES 5) Sole Voting Power:
BENEFICIALLY   911,374 Shares
OWNED    
BY EACH 6) Shared Voting Power
REPORTING    
PERSON WITH    
  7) Sole Dispositive Power:
    911,374 Shares
     
  8) Shared Dispositive Power
     
 
9)
Aggregate Amount Beneficially Owned By Each Reporting Person:
  911,374 Shares
 
10)
Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares (See Instructions) o
   
 
11)
Percent of Class Represented by Amount in Row (9):
  3.2 %
 
12)
Type of Reporting Person (See Instructions) PN
   
 
 

 
CUSIP NO. 27876C107  
Page 4 of 11
 
 
1)
Name of Reporting Person
   
  Wynnefield Small Cap Value Offshore Fund, Ltd
   
2) Check The Appropriate Box If A Member Of A Group (See Instructions)
  (a) o
  (b) [X] Reporting person is affiliated with other persons
 
3)
SEC Use Only
   
   
4)
Citizenship or Place of Organization: Cayman Islands
   
 
NUMBER OF SHARES 5) Sole Voting Power:
BENEFICIALLY   975,285 Shares
OWNED    
BY EACH 6) Shared Voting Power
REPORTING    
PERSON WITH    
  7) Sole Dispositive Power:
    975,285 Shares
     
  8) Shared Dispositive Power
     
 
9)
Aggregate Amount Beneficially Owned By Each Reporting Person:
  975,285 Shares
 
10)
Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares (See Instructions) o
   
 
11)
Percent of Class Represented by Amount in Row (9):
  3.4 % 
 
12)
Type of Reporting Person (See Instructions) CO
   
 
 

 
CUSIP NO. 27876C107  
Page 5 of 11
 
 
1)
Name of Reporting Person
   
  Wynnefield Capital Management, LLC
   
2) Check The Appropriate Box If A Member Of A Group (See Instructions)
  (a) o
  (b) [X] Reporting person is affiliated with other persons
 
3)
SEC Use Only
   
   
4)
Citizenship or Place of Organization: New York
   
 
NUMBER OF SHARES 5) Sole Voting Power:
BENEFICIALLY   1,572,618 Shares (1)
OWNED    
BY EACH 6) Shared Voting Power
REPORTING    
PERSON WITH    
  7) Sole Dispositive Power:
    1,572,618 Shares (1)
     
  8) Shared Dispositive Power
     
 
9)
Aggregate Amount Beneficially Owned By Each Reporting Person:
  1,572,618 Shares (1)
 
10)
Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares (See Instructions) o
   
 
11)
Percent of Class Represented by Amount in Row (9):
  5.6% (1)
 
12)
Type of Reporting Person: OO (Limited Liability Company)
   
 
(1)
Wynnefield Capital Management, LLC holds an indirect beneficial interest in these shares which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. and Wynnefield Partners Small Cap Value, L.P. I.
 

 
 
CUSIP NO. 27876C107  
Page 6 of 11
 
 
1)
Name of Reporting Person
   
  Wynnefield Capital, Inc.
   
2) Check The Appropriate Box If A Member Of A Group (See Instructions)
  (a) o
  (b) [X] Reporting person is affiliated with other persons
 
3)
SEC Use Only
   
   
4)
Citizenship or Place of Organization: Cayman Islands
   
 
NUMBER OF SHARES 5) Sole Voting Power:
BENEFICIALLY   975,285 Shares (1)
OWNED    
BY EACH 6) Shared Voting Power
REPORTING    
PERSON WITH    
  7) Sole Dispositive Power:
    975,285 Shares (1)
     
  8) Shared Dispositive Power
     
 
9)
Aggregate Amount Beneficially Owned By Each Reporting Person:
  975,285 Shares (1)
 
10)
Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares (See Instructions) o
   
 
11)
Percent of Class Represented by Amount in Row (9):
  3.4 % (1)
 
12)
Type of Reporting Person (See Instructions) CO
   
 
(1)
Wynnefield Capital, Inc. holds an indirect beneficial interest in these shares which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd.
 

 
CUSIP NO. 27876C107  
Page 7 of 11
 
 
1)
Name of Reporting Person
   
  Nelson Obus
   
2) Check The Appropriate Box If A Member Of A Group (See Instructions)
  (a) o
  (b) [X] Reporting person is affiliated with other persons
 
3)
SEC Use Only
   
   
4)
Citizenship Or Place Of Organization: Delaware
   
 
NUMBER OF SHARES 5) Sole Voting Power:
BENEFICIALLY   2,547,903 Shares (1)
OWNED    
BY EACH 6) Shared Voting Power
REPORTING   0
PERSON WITH    
  7) Sole Dispositive Power:
    2,547,903 Shares (1)
     
  8) Shared Dispositive Power
    0
 
9)
Aggregate Amount Beneficially Owned By Each Reporting Person:
  2,547,903 Shares (1)
 
10)
Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares (See Instructions) o
   
 
11)
Percent of Class Represented by Amount in Row (9):
  9.0%
 
12)
Type of Reporting Person (See Instructions) PN
   
 
(1)
Mr. Obus may be deemed to hold an indirect beneficial interest in these shares, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I and Wynnefield Small Cap Value Offshore Fund, Ltd, because he is a co-managing member of Wynnefield Capital Management, LLC and an executive officer of Wynnefield Capital, Inc. The filing of this Statement and any future amendment by Mr. Obus, and the inclusion of information herein and therein with respect to Mr. Obus, shall not be considered an admission that he, for the purpose of Section 16(b) of the Exchange Act, is the beneficial owner of any shares in which he does not have a pecuniary interest. Mr. Obus disclaims any beneficial ownership of the shares of Common Stock covered by this Statement.
 

 
CUSIP NO. 27876C107  
Page 8 of 11
 
 
1)
Name of Reporting Person
   
  Joshua Landes
   
2) Check The Appropriate Box If A Member Of A Group (See Instructions)
  (a) o
  (b) [X] Reporting person is affiliated with other persons
 
3)
SEC Use Only
   
   
4)
Citizenship Or Place Of Organization: Delaware
   
 
NUMBER OF SHARES 5) Sole Voting Power:
BENEFICIALLY   2,547,903 Shares (1)
OWNED    
BY EACH 6) Shared Voting Power
REPORTING   0
PERSON WITH    
  7) Sole Dispositive Power:
    2,547,903 Shares (1)
     
  8) Shared Dispositive Power
    0
 
9)
Aggregate Amount Beneficially Owned By Each Reporting Person:
  2,547,903 Shares (1)
 
10)
Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares (See Instructions) o
   
 
11)
Percent of Class Represented by Amount in Row (9):
  9.0%
 
12)
Type of Reporting Person (See Instructions) PN
   
 
(1)
Mr. Landes may be deemed to hold an indirect beneficial interest in these shares, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I and Wynnefield Small Cap Value Offshore Fund, Ltd, because he is a co-managing member of Wynnefield Capital Management, LLC and an executive officer of Wynnefield Capital, Inc. The filing of this Statement and any future amendment by Mr. Landes, and the inclusion of information herein and therein with respect to Mr. Landes, shall not be considered an admission that he, for the purpose of Section 16(b) of the Exchange Act, is the beneficial owner of any shares in which he does not have a pecuniary interest. Mr. Landes disclaims any beneficial ownership of the shares of Common Stock covered by this Statement.
 

 
CUSIP NO. 27876C107  
Page 9 of 11
 
 
ITEM 1
 
(a). Name of Issuer:
 
 
Pet DRx Corporation
     
ITEM 1(b).
 
Address of Issuer's Principal Executive Offices:
     
 
 
8000 Towers Crescent Drive, Suite 1300
 
 
Vienna, VA 22182
 
ITEM 2(a).
 
Names of Persons Filing:
     
 
 
Wynnefield Partners Small Cap Value, L.P. ("Partners")
 
 
Wynnefield Partners Small Cap Value, L.P. I ("Partners I")
 
 
Wynnefield Small Cap Value Offshore Fund, Ltd. ("Fund")
 
 
Wynnefield Capital Management, LLC ("WCM")
 
 
Wynnefield Capital, Inc. ("WCI")
 
 
Nelson Obus
 
 
Joshua Landes
 
ITEM 2(b).
 
Address of Principal Business Office Or, If None, Residence:
     
 
 
450 Seventh Avenue, Suite 509, New York, New York 10123
     
ITEM 2(c).
 
Citizenship:
     
 
 
Partners and Partners I are Delaware limited partnerships
 
 
Fund and WCI are Cayman Islands companies
 
 
WCM is a New York limited liability company
   
Mr. Obus is a United States citizen
   
Mr. Landes is a United States citizen
     
ITEM 2(d).
 
Title of Class of Securities:
     
 
 
Common Stock, $.0001 Par Value Per Share
     
ITEM 2(e).
 
CUSIP Number: 27876C107
     
 

 
CUSIP NO. 27876C107  
Page 10 of 11
 
ITEM 3.
 
If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is:
    None of the reporting persons is an entity specified in Rule 13d-1(b)(1)(ii).
     
ITEM 4.   Ownership:
 
(a)
Amount beneficially owned by all reporting persons: 2,547,903 Shares

(b)
Percent of class: 9.0% of Common Stock. This percentage is calculated using the post-merger estimate of 26,704,761 outstanding common shares of the Company, as described in the Company’s Amendment No. 4 to the Form S-4, Registration No. 333-144889, filed with the Commission on November 8, 2007.

(c)
Number of shares as to which the reporting persons have:
(i)
sole power to vote or to direct the vote:
    2,547,903 Shares
     
  (ii) shared power to vote or to direct the vote:
     
  (iii) sole power to dispose or to direct the disposition:
    2,547,903 Shares
     
  (iv) shared power to dispose or to direct the disposition:
 
ITEM 5.
 
Ownership of five percent or less of a class.
     
 
 
Not applicable.
     
ITEM 6.
 
Ownership of more than five percent on behalf of another person.
     
 
 
Not applicable.
     
ITEM 7.
 
Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company.
     
 
 
Not applicable.
     
ITEM 8.
 
Identification and classification of members of the group.
     
 
 
See Item 2.
     
ITEM 9.
 
Notice of dissolution of group.
     
 
 
Not applicable.
 

 
CUSIP NO. 27876C107  
Page11 of 11
 
 
ITEM 10.   Certifications.
 
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection or as a participant in any transaction having that purpose or effect.
 
Dated: January 14, 2008
 
     
  WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P.
 
 
 
 
 
 
  By:  
Wynnefield Capital Management, LLC,
General Partner
 
     
  By:   /s/ Nelson Obus
 
Nelson Obus, Managing Member
 
     
  WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I
 
 
 
 
 
 
  By:  
Wynnefield Capital Management, LLC,
General Partner
 
     
  By:   /s/ Nelson Obus
 
Nelson Obus, Managing Member
 
 
     
  WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD.
 
 
 
 
 
 
  By:  
Wynnefield Capital, Inc.
 
     
  By:   /s/ Nelson Obus
 
Nelson Obus, President
 
     
  WYNNEFIELD CAPITAL MANAGEMENT, LLC
 
 
 
 
 
 
  By:   /s/ Nelson Obus
 
Nelson Obus, Managing Member
 
     
  WYNNEFIELD CAPITAL, INC.
 
 
 
 
 
 
  By:   /s/ Nelson Obus
 
Nelson Obus, President
 
     
  By:   /s/ Nelson Obus
 
Nelson Obus, Individually
 
     
  By:   /s/ Joshua Landes
 
Joshua Landes, Individually
 
 
EX-99.1 2 v099708_ex99-1.htm Unassociated Document
 AGREEMENT OF JOINT FILING
 
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13G and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of common stock, $0.0001 par value per share, of Pet DRx Corporation, a Delaware corporation. The undersigned hereby further agree that this statement may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original, but all of which counterparts shall together constitute one and the same instrument.

Dated: January 14, 2008
 
     
  WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P.
 
 
 
 
 
 
  By:  
Wynnefield Capital Management, LLC,
General Partner
 
     
  By:   /s/ Nelson Obus
 
Nelson Obus, Managing Member
 
     
  WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I
 
 
 
 
 
 
  By:  
Wynnefield Capital Management, LLC,
General Partner
 
     
  By:   /s/ Nelson Obus
 
Nelson Obus, Managing Member
 
 
     
  WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND, LTD.
 
 
 
 
 
 
  By:  
Wynnefield Capital, Inc.
 
     
  By:   /s/ Nelson Obus
 
Nelson Obus, President
 
     
  WYNNEFIELD CAPITAL MANAGEMENT, LLC
 
 
 
 
 
 
  By:   /s/ Nelson Obus
 
Nelson Obus, Managing Member
 
     
  WYNNEFIELD CAPITAL, INC.
 
 
 
 
 
 
  By:   /s/ Nelson Obus
 
Nelson Obus, President
 
     
  By:   /s/ Nelson Obus
 
Nelson Obus, Individually
 
     
  By:   /s/ Joshua Landes
 
Joshua Landes, Individually
 
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